Compliance Review Portal

Investor / Member
Verification Portal

For prospective EqhoSense Capital Markets members, introducers, accredited investors, qualified investors, offshore clients, and strategic partners. Complete an online compliance review before receiving access to private materials, compensation structures, onboarding links, funding pathways, or JV-related opportunities.

Start Investor Qualification KYC / AML / Accredited Investor Review

Portal Sections

01

Start Investor Qualification

Primary intake — individual, entity, family office, trust.

02

KYC / AML Verification

Identity, residency, sanctions screening (SumSub-ready).

03

Accredited / Qualified Investor Review

Eligibility under U.S. Reg D / Reg S or non-U.S. equivalent.

04

Data Transfer Consent

Authorize file forwarding to the regulated partner.

05

Regulated Partner Onboarding

Approved Regulated Partner Onboarding Pathway.

06

Introducer Network Application

Referral disclosure & introducer participation.

07

Compliance Status

Real-time status of your application.

SECTION 01

Member Profile

Applicant information & jurisdictional profile.

SECTION 02

Identity Verification / KYC

Required for AML / sanctions / PEP screening before any allocation discussion.

You may be redirected to a third-party verification provider (Persona, Sumsub, Parallel Markets, VerifyInvestor, or equivalent). Until that step is initiated, this submission is reviewed manually by EqhoSense compliance.

SECTION 03

Accredited / Qualified Investor Verification

This section helps us understand whether you may qualify for certain private or institutional opportunities. These questions do not approve or reject you automatically. They simply help our compliance team route your file correctly.

Plain-English explanation

A "U.S. person" generally means a U.S. citizen, U.S. resident, U.S. entity, or someone otherwise treated as U.S.-based for securities compliance purposes. This matters because U.S. investors may be reviewed under U.S. private offering rules, while non-U.S. investors may be reviewed under offshore or international eligibility rules.

Plain-English explanation

For U.S. individuals, an accredited investor generally means someone who meets certain income, net worth, professional certification, or financial sophistication standards. Common examples include an individual with net worth over $1 million, excluding their primary residence, or income over $200,000 individually, or $300,000 with a spouse or partner, in each of the last two years with a reasonable expectation of the same income this year.

Plain-English explanation

A qualified purchaser is generally a higher financial threshold than an accredited investor. For an individual, this often means owning at least $5 million in qualifying investments. Certain family companies, trusts, entities, or investment managers may qualify under different rules.

Plain-English explanation

If you are not a U.S. person, your investor eligibility may be reviewed under the rules of your own country or an applicable offshore framework. This may include professional investor, qualified investor, sophisticated investor, wholesale investor, or similar classifications depending on your jurisdiction.

Important

Your answers are for initial routing only. EqhoSense may require third-party verification, identity review, AML/KYC screening, source-of-funds review, and supporting documentation before granting access to any private materials, onboarding pathway, compensation program, or capital-markets opportunity. Do not send funds until written onboarding and funding instructions are provided.

SECTION 04

Source of Funds / Source of Wealth

Estimated allocation and origin of capital.

SECTION 05

Introducer Network Disclosure

Disclose any referring party and whether you wish to participate as an introducer.

SECTION 07

Regulated Partner Onboarding

Final account approval, funding instructions, and reporting are handled by the regulated partner directly.

After your data-transfer consent is recorded, your file may be forwarded to the Approved Regulated Partner Onboarding Pathway. The partner will issue any required forms, login credentials, funding instructions, and reporting directly to you.

Do not send funds to EqhoSense, any introducer, any individual, or any unapproved account. Follow only the written funding instructions issued by the approved regulated onboarding partner or fund administrator.

SECTION 08

Compliance Status

After submission you'll receive a tracking ID. Status updates are visible at /verification/status/{id}.

Possible statuses: draft → submitted → kyc_pending → kyc_complete → accredited_pending → accredited_complete → data_transfer_consent_pending → ready_for_partner_review → transferred_to_partner → partner_onboarding_pending → partner_onboarding_complete → approved / rejected / more_info_required / suspended_compliance_review.

SECTION 09

Final Approval / Next Steps

Approval is issued only in writing by the regulated partner after their independent review.

No funds, allocations, compensation, or account access are released until written onboarding instructions are issued by the approved regulated onboarding partner or fund administrator.

Required Compliance Notice

Submission of this form does not guarantee acceptance, allocation, account approval, investment participation, compensation eligibility, trading access, funding approval, or returns. Do not send funds until written onboarding and funding instructions are provided.

Required Acknowledgments

By submitting you confirm the above information is accurate to the best of your knowledge.

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